***Please note that your answers on the supplemental questionnaire must correspond to the information provided on your application to receive credit. Applications that do not include a completed supplemental questionnaire will be considered incomplete and may be subject to disapproval.***
1.
Explain your experience working with MS Word, Access, and Excel programs. If no experience, indicate N/A.
2.
Describe your background in law, accounting, finance, economics, investment advice, securities, financial planning, insurance, or law enforcement. If no knowledge/background, indicate N/A.
3.
Explain your experience working with and/or reviewing the books and records of investment advisers, broker-dealers, or other financial professionals. If no experience, indicate N/A.