***Please note that your answers on the supplemental questionnaire must correspond to the information provided on your application to receive credit. Applications that do not include a completed supplemental questionnaire will be considered incomplete and may be subject to disapproval.***
1.
Do you have a bachelor's degree? If yes, please identify the course of study. If no please enter N/A.
2.
Do you have experience performing investigative work with investment advisers or broker dealers? If yes, please describe the type of investigations. If no, please enter N/A.
3.
Do you have any background in law, accounting, finance, economics, investment advice, securities, financial planning, insurance, or law enforcement? If yes, please describe your experience. Include employer, duties and dates of employment. If no, please enter N/A.
4.
Have you written compliance/investigative reports? If yes, please describe the methodology for you reports and please upload a sample redacted report as part of your application. If no, please enter N/A.
5.
Do you have experience with reviewing financial records and broker-dealer or investment adviser books and records tracing funds? If yes, please explain your experience. If no, please enter N/A.
6.
Are you experienced with Access and Excel and work processing programs? If yes, please describe your experience. If no please enter N/A.
7.
Are you willing to work throughout the State?
Yes
No
8.
Are you willing to work outside the typical workday as required?
Department of Budget and Management