State of Maryland

The Senior Compliance Analyst MSRP:

• Ensures that the integrity of the established investment compliance framework is maintained, policies and procedures are implemented as intended, and an awareness of rules, laws, regulations and the necessity for compliance exists.
• Serves as an independent reviewer and evaluator to ensure that compliance issues / concerns are being appropriately monitored, evaluated, investigated, resolved and communicated.
• Helps establishes overall compliance program goals, standards and controls to meet objectives.

Monitors the compliance guidelines of external and internal investment managers for all asset classes.  Performs operational due diligence and annual operational compliance monitoring of external managers.

Assists in the monitoring of the divestment program, proxy voting, proxy monitoring, and other matters related to environmental, social or governance topics.

Assists in the administration of the Agency ethics, conflicts of interest, and personal trading policies.

Assists in compiling data for Public Information Act requests as it relates to investment data.

Contribute to the development of policies and procedures for the Investment Division.

Specific educational and experience requirements are set by the agency based on the essential job functions assigned to the position.

A Class Description provides information about the Nature of Work, Examples of Work and General Requirements for a classification in the Management Service or a classification in the Skilled or Professional Service in which all positions have been designated Special Appointments. Required Knowledge, Skills, and Abilities; Minimum Education and Experience Requirements; Special Requirements; and recruitment and testing procedures are set by the using agency.

Class descriptions broadly define groups of positions used by various State departments and agencies. Position descriptions maintained by the using department or agency specifically address the essential job functions of each position.

Director, Division of Classification and Salary